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P2 Fairness Is Not Just Ethical: Performance Trade-Off via Data Correlation Tuning to Mitigate Bias in ML Software

公平性不只是伦理问题:通过数据相关性调优的性能权衡来缓解 ML 软件中的偏差
ICSE Proceedings of the 2026 IEEE/ACM 48th International Conference on Software Engineering2026匹配度 2/10 · 该论文聚焦于 ML 模型的数据预处理去偏(Phi 系数 + 多目标优化调优数据相关性),属于公平性/数据层面的机器学习研究,虽以“ML 软件质量”为叙事框架,但不涉及静态分析、形式化方法、LLM/Agent、浮点程序分析或贝叶斯程序分析等用户的核心方向。仅在“ML 系统”这一宽泛标签上与其研究画像有微弱交集。引用 1 inbox
Ying Xiao, Shangwen Wang, Sicen Liu, Dingyuan Xue, Xian Zhan, Yepang Liu, Jie Zhang
crossref: 2026-09-12

AI 速览

一句话:提出预处理方法 CoT,利用 Phi 系数与多目标优化调优数据相关性,在缓解 ML 偏差的同时改善性能。

传统公平性研究多强调伦理与社会责任,忽视了公平性本质上是敏感用户群体间性能差异导致的软件质量问题。现有偏差缓解方法存在两难:预处理方法适用广但效果常不如后处理。为此,作者提出相关性调优(CoT),一种通过调整数据相关性来缓解偏差的预处理方法。CoT 引入 Phi 系数量化敏感属性与标签的相关性,并用多目标优化处理代理偏差。评估表明,CoT 将弱势群体真正例率平均提高 17.5%,将 SPD、AOD、EOD 三项偏差指标平均降低 50% 以上;在单/多敏感属性场景下分别优于最先进方法 3 和 10 个百分点。

问题
论文关注 ML 软件中的偏差问题:敏感属性导致不同用户群体性能差异,而现有预处理偏差缓解方法效果不足。
方法
提出 CoT 预处理方法,用 Phi 系数量化敏感属性与标签相关性,并通过多目标优化调整数据相关性以缓解代理偏差。
评估
在多个场景下评估,统计弱势群体 TPR 提升及 SPD/AOD/EOD 下降,并与最先进方法比较。
原文摘要(Abstract)

Traditional software fairness research typically emphasizes ethical and social imperatives, neglecting that fairness fundamentally represents a core software quality issue arising directly from performance disparities across sensitive user groups. Recognizing fairness explicitly as a software quality dimension yields practical benefits beyond ethical considerations, notably improved predictive performance for unprivileged groups, enhanced out-of-distribution generalization, and increased geographic transferability in real-world deployments. Nevertheless, existing bias mitigation methods face a critical dilemma: while pre-processing methods offer broad applicability across model types, they generally fall short in effectiveness compared to post-processing techniques. To overcome this challenge, we propose Correlation Tuning (CoT), a novel pre-processing approach designed to mitigate bias by adjusting data correlations. Specifically, CoT introduces the Phi-coefficient, an intuitive correlation measure, to systematically quantify correlation between sensitive attributes and labels, and employs multi-objective optimization to address the proxy biases. Extensive evaluations demonstrate that CoT increases the true positive rate of unprivileged groups by an average of 17.5% and reduces three key bias metrics, including statistical parity difference (SPD), average odds difference (AOD), and equal opportunity difference (EOD), by more than 50% on average. CoT outperforms state-of-the-art methods by three and ten percentage points in single attribute and multiple attributes scenarios, respectively. We will publicly release our experimental results and source code to facilitate future research.

链接与引用

DOI 原文 · arXiv · DBLP

BibTeX
@inproceedings{abs-2512-21348,
  title = {Fairness Is Not Just Ethical: Performance Trade-Off via Data Correlation Tuning to Mitigate Bias in ML Software},
  author = {Ying Xiao and Shangwen Wang and Sicen Liu and Dingyuan Xue and Xian Zhan and Yepang Liu and Jie Zhang},
  booktitle = {ICSE},
  year = {2026},
  doi = {10.1145/3744916.3787794}
}