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P2 Bias in machine learning software: why? how? what to do?

机器学习软件中的偏见:为什么?如何?怎么办?
FSE Proceedings of the 29th ACM Joint Meeting on European Software Engineering Conference and Symposium on the Foundations of Software Engineering2021匹配度 2/10 · 该论文研究机器学习软件中的公平性与偏见缓解(Fair-SMOTE),核心是数据选择与标签偏差,而非静态分析、LLM/Agent、浮点程序分析或贝叶斯程序分析。它与研究画像仅在“机器学习软件”这一宽泛层面有交集,未触及 PL×AI 的核心问题。引用 183 inbox
Joymallya Chakraborty, Suvodeep Majumder, Tim Menzies
crossref: 2026-09-12

AI 速览

一句话:提出 Fair-SMOTE,从数据选择与标签偏差根源缓解机器学习软件偏见并保持性能。

论文关注机器学习软件在量刑、信用卡审批、招聘等自主决策中对特定社会群体产生偏见的问题。作者认为偏见的根源在于影响数据选择与样本标签分配的先前决策。为此提出 Fair-SMOTE:移除有偏标签,并按敏感属性重平衡内部正负类分布,使各类样本均衡。评估在多个学习器与数据集上与现有公平性改进方法比较,结果显示 Fair-SMOTE 在降低偏见方面与先前方法同样有效,且在 recall 与 F1 上取得更高性能;据作者称,这是迄今分析学习器和数据集数量最多的偏见缓解研究之一。

问题
机器学习软件在量刑、招聘等自主决策中可能对性别、种族、年龄等社会群体产生偏见,如何有效缓解这种偏见同时保持模型性能。
方法
提出 Fair-SMOTE,将偏见根源归因于历史决策影响的数据选择与标签分配,移除有偏标签并按敏感属性重平衡正负类分布。
评估
在大量学习器与数据集上同最先进公平性方法比较,以公平性以及 recall、F1 等性能指标进行评估。
原文摘要(Abstract)

Increasingly, software is making autonomous decisions in case of criminal sentencing, approving credit cards, hiring employees, and so on. Some of these decisions show bias and adversely affect certain social groups (e.g. those defined by sex, race, age, marital status). Many prior works on bias mitigation take the following form: change the data or learners in multiple ways, then see if any of that improves fairness. Perhaps a better approach is to postulate root causes of bias and then applying some resolution strategy. This paper postulates that the root causes of bias are the prior decisions that affect- (a) what data was selected and (b) the labels assigned to those examples. Our Fair-SMOTE algorithm removes biased labels; and rebalances internal distributions such that based on sensitive attribute, examples are equal in both positive and negative classes. On testing, it was seen that this method was just as effective at reducing bias as prior approaches. Further, models generated via Fair-SMOTE achieve higher performance (measured in terms of recall and F1) than other state-of-the-art fairness improvement algorithms. To the best of our knowledge, measured in terms of number of analyzed learners and datasets, this study is one of the largest studies on bias mitigation yet presented in the literature.

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BibTeX
@inproceedings{paperbot6296,
  title = {Bias in machine learning software: why? how? what to do?},
  author = {Joymallya Chakraborty and Suvodeep Majumder and Tim Menzies},
  booktitle = {FSE},
  year = {2021},
  doi = {10.1145/3468264.3468537}
}