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P2 Fair preprocessing: towards understanding compositional fairness of data transformers in machine learning pipeline

公平预处理:理解机器学习流水线中数据转换器的组合公平性
FSE Proceedings of the 29th ACM Joint Meeting on European Software Engineering Conference and Symposium on the Foundations of Software Engineering2021匹配度 1/10 · 论文研究机器学习流水线中数据预处理阶段的组合公平性,关注公平性度量与因果方法,与用户画像中的静态分析、Agentic程序、浮点程序分析、贝叶斯程序分析及LLM交叉方向几乎没有交集。虽然涉及ML流水线,但并非从程序语言或静态分析角度切入。引用 98 inbox
Sumon Biswas, Hridesh Rajan
crossref: 2026-09-12

AI 速览

一句话:提出因果公平方法,度量ML流水线数据预处理阶段的公平性及其组合效应,并识别公平模式。

近年来机器学习模型在种族、性别、年龄等方面表现出歧视。已有公平性研究大多关注单一分类器预测任务,却较少考察机器学习流水线中数据预处理阶段的公平性影响;且不公平的根源常被认为在数据本身,但尚无研究度量特定数据转换所造成的不公平。本文引入因果公平方法,用以推理ML流水线中数据预处理阶段的公平性影响,并利用已有指标定义各阶段的公平性度量。作者对来自三个不同来源的37条流水线中的预处理阶段进行了详细公平性评估,发现某些数据转换器会导致模型表现出不公平,并归纳出多类数据转换器的公平性模式。最后,论文展示了一个预处理阶段的局部公平性如何组合为流水线的全局公平性,并利用该组合关系选择下游转换器以缓解机器学习流水线中的不公平。

问题
现有公平性研究多关注单一分类器预测,缺乏对机器学习流水线中数据预处理阶段如何影响公平性及其组合效应的理解。
方法
引入因果公平方法,基于已有公平指标定义数据预处理阶段的局部公平度量,并分析局部公平性组合为流水线全局公平性的方式。
评估
对来自三个来源的37条机器学习流水线中的预处理阶段进行公平性评估,识别不公平转换器及相关模式,并利用公平组合选择下游转换器以缓解不公平。
原文摘要(Abstract)

In recent years, many incidents have been reported where machine learning models exhibited discrimination among people based on race, sex, age, etc. Research has been conducted to measure and mitigate unfairness in machine learning models. For a machine learning task, it is a common practice to build a pipeline that includes an ordered set of data preprocessing stages followed by a classifier. However, most of the research on fairness has considered a single classifier based prediction task. What are the fairness impacts of the preprocessing stages in machine learning pipeline? Furthermore, studies showed that often the root cause of unfairness is ingrained in the data itself, rather than the model. But no research has been conducted to measure the unfairness caused by a specific transformation made in the data preprocessing stage. In this paper, we introduced the causal method of fairness to reason about the fairness impact of data preprocessing stages in ML pipeline. We leveraged existing metrics to define the fairness measures of the stages. Then we conducted a detailed fairness evaluation of the preprocessing stages in 37 pipelines collected from three different sources. Our results show that certain data transformers are causing the model to exhibit unfairness. We identified a number of fairness patterns in several categories of data transformers. Finally, we showed how the local fairness of a preprocessing stage composes in the global fairness of the pipeline. We used the fairness composition to choose appropriate downstream transformer that mitigates unfairness in the machine learning pipeline.

链接与引用

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BibTeX
@inproceedings{paperbot6389,
  title = {Fair preprocessing: towards understanding compositional fairness of data transformers in machine learning pipeline},
  author = {Sumon Biswas and Hridesh Rajan},
  booktitle = {FSE},
  year = {2021},
  doi = {10.1145/3468264.3468536}
}