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P2 A Policy-Based Approach to Ethical Graphical User Interfaces in Generative Artificial Intelligence

生成式人工智能中面向伦理图形用户界面的基于策略方法
FSE Proceedings of the 34th ACM International Conference on the Foundations of Software Engineering2026匹配度 0/10 · 该论文聚焦生成式AI图形界面的伦理设计策略,属于HCI与AI伦理治理方向,与用户关心的程序语言、静态分析、形式化验证、浮点/贝叶斯程序分析及其与LLM交叉均无直接关系。引用 0 inbox
Amna Batool, Waqar Hussain
crossref: 2026-09-12dblp: 2026-09-12

AI 速览

一句话:提出基于策略的框架,将AI伦理原则转化为生成式AI图形界面的可操作设计规则。

生成式AI系统快速普及,带来透明度、公平、安全与隐私等交互挑战,但现有负责任AI框架多为高层原则,缺少嵌入GUI设计的可操作指导。本文在先前评估主流GenAI应用GUI可用性与伦理影响的基础上,提出基于策略的框架,将透明性与可解释性、公平、隐私和安全等原则转化为界面级规则。框架包含授权、义务和禁止三类策略,每类策略含多条规则,并映射到可解释性弹窗、来源指示、同意对话、偏见警报、隐私仪表盘和模型切换通知等界面功能。每条规则还对齐开发前、开发中和开发后阶段,支持全生命周期负责任界面设计。该工作为开发者提供结构化、可扩展的设计指南,推动超越后端治理的负责任AI落地。

问题
现有负责任AI框架强调高层伦理原则,但缺少将透明、公平、隐私和安全等原则落实到生成式AI图形界面设计的具体指导。
方法
提出基于策略的框架,将伦理原则分为授权、义务、禁止三类策略,并将每条规则映射到具体界面功能,同时对齐开发前、开发中、开发后阶段。
评估
本文未报告新的实证评估,而是在作者先前对主流GenAI应用GUI可用性与伦理影响的评估基础上进行框架构建与设计指导。
原文摘要(Abstract)

The rapid adoption of Generative Artificial Intelligence (GenAI) systems has introduced new challenges related to transparency, fairness, safety, and privacy in user interactions. While existing responsible AI frameworks emphasise high-level ethical principles, they often lack practical guidance for embedding these principles into the graphical user interface (GUI) design of GenAI systems. Building upon our prior work evaluating the usability and ethical implications of GUI in leading GenAI applications, this paper advances the discussion by proposing a policy-based framework that helps designers operationalise AI ethical principles including transparency and explainability, fairness, privacy, and safety into actionable interface-level rules. The policy-based framework consists of three types of policies: authorisation (what an interface is allowed to do), obligation (what an interface must do), and prohibition (what an interface must not do). Each policy encompasses multiple rules that are translated into concrete interface features such as explainability pop-ups, provenance indicators, consent dialogues, bias alerts, privacy dashboards, and model-switch notifications. To make the framework more practically deployable, each policy rule is further aligned with key AI development phases: pre-development, during-development, and post-development, ensuring responsible interface design is considered throughout the system lifecycle. By integrating ethical intent directly into GUI components, this work provides a structured and scalable approach for developing GenAI interfaces that are more transparent, controllable, reliable, and user-centric. The proposed framework offers practical design guidance for developers and contributes to the ongoing discourse on operationalising responsible AI beyond backend governance mechanisms.

链接与引用

DOI 原文 · PDF(开放获取) · DBLP

BibTeX
@inproceedings{BatoolH26,
  title = {A Policy-Based Approach to Ethical Graphical User Interfaces in Generative Artificial Intelligence},
  author = {Amna Batool and Waqar Hussain},
  booktitle = {FSE},
  year = {2026},
  doi = {10.1145/3803437.3805547}
}